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Disclosure Documents

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Disclosure Documents

The following documents may be downloaded in PDF format:

  • How CIRO Protects Investors
  • How to Make a Complaint
  • Best Execution Policies and Procedures
  • Client Account Agreement
  • Conflicts of Interest Disclosure
  • EFT Terms and Conditions
  • Insurance Disclosure
  • Leverage Disclosure
  • Managed Accounts – Fairness of Allocation of Investment Opportunities
  • NI 54-101F1 Explanation to Clients
  • Privacy Protection and Personal Information Disclosure
  • Derivatives Risk Disclosure Statement
  • Relationship Disclosure
  • Treaty Statement Disclosure
  • Strip Bonds and Strip Bond Packages Information Statement

Leede Financial Inc. has a minority ownership interest in the Canadian Securities Exchange.

Leede Financial Inc. is licensed as an investment dealer in all provinces and territories in Canada and is regulated by CIRO. We are a member of the Canadian Investor Protection Fund. The contents of our website are not intended, and should not be construed, as a solicitation of customers or business in any jurisdiction in which we are not registered as a dealer in securities.
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